The Genocide against the Armenians 1915-1923
and the relevance of the 1948 Genocide Convention
by Alfred de Zayas
1. Historical and legal introduction
For centuries, the Armenian population of the Turkish Ottoman Empire was subjected to mistreatment and despotism, particularly in the Armenian homeland. As a community, the Armenians maintained a precarious existence almost everywhere in the Empire and were able to survive, at great sacrifice, through a variety of institutional and class-related accommodations and adjustments. Yet, despite these general conditions, the Armenian experience, during the early Ottoman years, varies with time and geography. Especially in the Ottoman capital, Istanbul, many Armenians were elevated to the ranks of the Empire's privileged and were recognized and rewarded for their talents in government administration and finance. Thus, institutionalised forms of ethnic discrimination and selective class favouritism existed side by side in the Empire for a long time, setting the stage, in the late 19 th and early 20 th centuries, for the last and the most tragic phase of the Armenian experience in Turkish Ottoman history.
The rivalries between European powers and Russia toward the end of the 19 th Century, the accession to the Ottoman throne of Sultan Abdul Hamid II and the resultant ethnic and religious fanaticism deliberately fuelled by the Sultan's policies led to the persecution of Christian minorities in the Ottoman Empire, particularly the Armenians, who were subjected to various forms of discrimination and abuse, culminating in many massacres and eventually in the mass-scale slaughter in 1896 in which more than 150,000 Armenians were killed. This trend continued even after the Young Turks came to power in 1908, deposing the Sultan and promising an era of freedom and equality. The massacres of Adana and other towns of Cilicia in 1909, presumably beyond the control of the Young Turk government, claimed the lives of some 30,000 Armenians in the course of a few days (1) . But it was under the cover of the First World War that the genocide of the Armenian communities in Turkey was to take place, a complex of massacres and deportations that took the lives of some 1.5 million Armenians.
The punishment of the crime of genocide – whether called exterminations, mass atrocities, annihilation, liquidations or massacres – as well as the obligation to make restitution to the survivors of the victims, were envisaged by the victorious Allies of the First World War and included in the text of the Peace Treaty of Sèvres of 10 August 1920 between the Allies and the Ottoman Empire (2). This Treaty contained not only a commitment to try Turkish officials for war crimes committed by Ottoman Turkey against Allied nationals (3) , but also for crimes committed by Turkish authorities against subjects of the Ottoman Empire of different ethnic origin, in particular the Armenians, crimes which today would be termed genocide or crimes against humanity.
Pursuant to article 230 of the Treaty of Sèvres:
“The Turkish Government undertakes to hand over to the Allied Powers the persons whose surrender may be required by the latter as being responsible for the massacres committed during the continuance of the state of war on territory which formed part of the Turkish Empire on the 1 st August 1914. The Allied Powers reserve to themselves the right to designate the Tribunal which shall try the persons so accused and the Turkish Government undertakes to recognise such Tribunal….”(4)
The principle of just restitution for the victims also existed, and was reflected in article 144 of the Treaty of Sèvres:
“The Turkish Government recognises the injustice of the law of 1915 relating to Abandoned Properties (Emval-I-Metroukeh), and of the supplementary provisions thereof, and declares them to be null and void, in the past as in the future.
“The Turkish Government solemnly undertakes to facilitate to the greatest possible extent the return to their homes and re-establishment in their businesses of the Turkish subjects of non-Turkish race who have been forcibly driven from their homes by fear of massacre or any other form of pressure since January 1, 1914. It recognises that any immovable or movable property of the said Turkish subjects or of the communities to which they belong, which can be recovered, must be restored to them as soon as possible, in whatever hands it may be found…. The Turkish Government agrees that arbitral commissions shall be appointed by the Council of the League of Nations wherever found necessary. .. These arbitral commissions shall hear all claims covered by this Article and decide them by summary procedure.”(5)
Although Turkey signed the Treaty of Sèvres, formal ratification never followed, and the Allies did not ensure its implementation (6) . Such failure was attributable to the growing international political disarray following the First World War, the rise of Soviet Russia, the withdrawal of British military presence from Turkey (7) , the isolationist policies of the United States, (8) the demise of the Young Turk regime and the rise of Kemalism in Turkey.
No international criminal tribunal as envisaged in Article 230 was ever established. No arbitral commissions as stipulated for in article 144 were ever set up.
A new peace treaty eventually emerged between Kemalist Turkey and the Allies (British Empire, France, Italy, Japan, Greece, Romania and the Serbo-Croat-Slovene state). The Treaty of Lausanne of 24 July 1923 abandoned the Allied demand for international trial and punishment of the Ottoman Turks for the genocide against the Armenians, the commitment to grant reparations to the survivors of the genocide, and the Sèvres recognition of a free Armenian State (Section VI, Articles 88-93), which had declared its independence on 28 May 1918, but in the end lost Western Armenia to Turkey and Eastern Armenia to a communist takeover (backed by Soviet Red Army units), which would ultimately lead to incorporation into the Soviet Union as a Soviet Republic.
Notwithstanding the fact that the Treaty of Sèvres never entered into force, the text of the Treaty remains eloquent evidence of the international recognition of the crime of “massacres” against the Armenian population of Turkey.
Prior to the drafting and negotiation of the Treaty of Sèvres, on 28 May 1915, the Governments of France, Great Britain and Russia had issued a joint declaration denouncing the Ottoman Government's massacre of the Armenians as constituting “crimes against humanity and civilization for which all the members of the Turkish Government would be held responsible together with its agents implicated in the massacres.” (9).
After the war, on 18 January 1919, the British High Commissioner, Admiral Arthur Calthorpe, informed the Turkish Foreign Minister that “His Majesty's Government are resolved to have proper punishment inflicted on those responsible for the Armenian massacres”. (10) In this context, the High Commissioner drew up a list of 142 persons whose surrender would be demanded from the Sultan once the peace treaty went into effect, 130 of whom were specifically charged with massacring Armenians. (11) For nearly two years Great Britain held some 120 Turkish prisoners at Malta, awaiting trial, but the British government was ultimately blackmailed into releasing them in 1921-22 in exchange for British officers and men who had been taken hostage by the new Kemalist Turkish government.
However, a few trials did take place before Turkish courts martial in Istanbul, on the basis of articles 45 and 170 of the Ottoman Penal Code. Several ministers in the wartime Turkish cabinet and leaders of the Ittihad party, including the main architects of the genocide, the Young Turk leaders Talaat Pasha (12), Minister of the Interior, and Enver Pasha (13) , Minister of War, were tried in absentia and convicted. The trials provide further evidence of the various aspects of the genocide against the Armenians. The accused were found guilty in the judgment of 5 July 1919, of “the organization and execution of the crime of massacre” against the Armenian population. (14) Further trials were conducted before other Ottoman courts, partly on the basis of article 171 of the Ottoman military code concerning the offence of plunder of goods, and invoking “the sublime precepts of Islam” as well as “humanity and civilization” to condemn “the crimes of massacre, pillage and plunder” (15) . These trials resulted in the conviction and execution of three of the perpetrators, Mehmed Kemal, county executive of Bogazhyan, Abdullah Avni, of the Erzincan gendarmerie, and Behramzade Nusret, Bayburt county executive, and District Commissioner of Ergani and Urfa (Edessa). (16)
Although the first tentative step toward the creation of an international criminal tribunal to punish genocide failed because of Turkish nationalism and Allied indifference, consensus on the reality of the genocide had been largely achieved. Of all failures to punish the war criminals of the first world war, this one was the most regrettable and it would have terrible consequences. (17)
Cont....
and the relevance of the 1948 Genocide Convention
by Alfred de Zayas
1. Historical and legal introduction
For centuries, the Armenian population of the Turkish Ottoman Empire was subjected to mistreatment and despotism, particularly in the Armenian homeland. As a community, the Armenians maintained a precarious existence almost everywhere in the Empire and were able to survive, at great sacrifice, through a variety of institutional and class-related accommodations and adjustments. Yet, despite these general conditions, the Armenian experience, during the early Ottoman years, varies with time and geography. Especially in the Ottoman capital, Istanbul, many Armenians were elevated to the ranks of the Empire's privileged and were recognized and rewarded for their talents in government administration and finance. Thus, institutionalised forms of ethnic discrimination and selective class favouritism existed side by side in the Empire for a long time, setting the stage, in the late 19 th and early 20 th centuries, for the last and the most tragic phase of the Armenian experience in Turkish Ottoman history.
The rivalries between European powers and Russia toward the end of the 19 th Century, the accession to the Ottoman throne of Sultan Abdul Hamid II and the resultant ethnic and religious fanaticism deliberately fuelled by the Sultan's policies led to the persecution of Christian minorities in the Ottoman Empire, particularly the Armenians, who were subjected to various forms of discrimination and abuse, culminating in many massacres and eventually in the mass-scale slaughter in 1896 in which more than 150,000 Armenians were killed. This trend continued even after the Young Turks came to power in 1908, deposing the Sultan and promising an era of freedom and equality. The massacres of Adana and other towns of Cilicia in 1909, presumably beyond the control of the Young Turk government, claimed the lives of some 30,000 Armenians in the course of a few days (1) . But it was under the cover of the First World War that the genocide of the Armenian communities in Turkey was to take place, a complex of massacres and deportations that took the lives of some 1.5 million Armenians.
The punishment of the crime of genocide – whether called exterminations, mass atrocities, annihilation, liquidations or massacres – as well as the obligation to make restitution to the survivors of the victims, were envisaged by the victorious Allies of the First World War and included in the text of the Peace Treaty of Sèvres of 10 August 1920 between the Allies and the Ottoman Empire (2). This Treaty contained not only a commitment to try Turkish officials for war crimes committed by Ottoman Turkey against Allied nationals (3) , but also for crimes committed by Turkish authorities against subjects of the Ottoman Empire of different ethnic origin, in particular the Armenians, crimes which today would be termed genocide or crimes against humanity.
Pursuant to article 230 of the Treaty of Sèvres:
“The Turkish Government undertakes to hand over to the Allied Powers the persons whose surrender may be required by the latter as being responsible for the massacres committed during the continuance of the state of war on territory which formed part of the Turkish Empire on the 1 st August 1914. The Allied Powers reserve to themselves the right to designate the Tribunal which shall try the persons so accused and the Turkish Government undertakes to recognise such Tribunal….”(4)
The principle of just restitution for the victims also existed, and was reflected in article 144 of the Treaty of Sèvres:
“The Turkish Government recognises the injustice of the law of 1915 relating to Abandoned Properties (Emval-I-Metroukeh), and of the supplementary provisions thereof, and declares them to be null and void, in the past as in the future.
“The Turkish Government solemnly undertakes to facilitate to the greatest possible extent the return to their homes and re-establishment in their businesses of the Turkish subjects of non-Turkish race who have been forcibly driven from their homes by fear of massacre or any other form of pressure since January 1, 1914. It recognises that any immovable or movable property of the said Turkish subjects or of the communities to which they belong, which can be recovered, must be restored to them as soon as possible, in whatever hands it may be found…. The Turkish Government agrees that arbitral commissions shall be appointed by the Council of the League of Nations wherever found necessary. .. These arbitral commissions shall hear all claims covered by this Article and decide them by summary procedure.”(5)
Although Turkey signed the Treaty of Sèvres, formal ratification never followed, and the Allies did not ensure its implementation (6) . Such failure was attributable to the growing international political disarray following the First World War, the rise of Soviet Russia, the withdrawal of British military presence from Turkey (7) , the isolationist policies of the United States, (8) the demise of the Young Turk regime and the rise of Kemalism in Turkey.
No international criminal tribunal as envisaged in Article 230 was ever established. No arbitral commissions as stipulated for in article 144 were ever set up.
A new peace treaty eventually emerged between Kemalist Turkey and the Allies (British Empire, France, Italy, Japan, Greece, Romania and the Serbo-Croat-Slovene state). The Treaty of Lausanne of 24 July 1923 abandoned the Allied demand for international trial and punishment of the Ottoman Turks for the genocide against the Armenians, the commitment to grant reparations to the survivors of the genocide, and the Sèvres recognition of a free Armenian State (Section VI, Articles 88-93), which had declared its independence on 28 May 1918, but in the end lost Western Armenia to Turkey and Eastern Armenia to a communist takeover (backed by Soviet Red Army units), which would ultimately lead to incorporation into the Soviet Union as a Soviet Republic.
Notwithstanding the fact that the Treaty of Sèvres never entered into force, the text of the Treaty remains eloquent evidence of the international recognition of the crime of “massacres” against the Armenian population of Turkey.
Prior to the drafting and negotiation of the Treaty of Sèvres, on 28 May 1915, the Governments of France, Great Britain and Russia had issued a joint declaration denouncing the Ottoman Government's massacre of the Armenians as constituting “crimes against humanity and civilization for which all the members of the Turkish Government would be held responsible together with its agents implicated in the massacres.” (9).
After the war, on 18 January 1919, the British High Commissioner, Admiral Arthur Calthorpe, informed the Turkish Foreign Minister that “His Majesty's Government are resolved to have proper punishment inflicted on those responsible for the Armenian massacres”. (10) In this context, the High Commissioner drew up a list of 142 persons whose surrender would be demanded from the Sultan once the peace treaty went into effect, 130 of whom were specifically charged with massacring Armenians. (11) For nearly two years Great Britain held some 120 Turkish prisoners at Malta, awaiting trial, but the British government was ultimately blackmailed into releasing them in 1921-22 in exchange for British officers and men who had been taken hostage by the new Kemalist Turkish government.
However, a few trials did take place before Turkish courts martial in Istanbul, on the basis of articles 45 and 170 of the Ottoman Penal Code. Several ministers in the wartime Turkish cabinet and leaders of the Ittihad party, including the main architects of the genocide, the Young Turk leaders Talaat Pasha (12), Minister of the Interior, and Enver Pasha (13) , Minister of War, were tried in absentia and convicted. The trials provide further evidence of the various aspects of the genocide against the Armenians. The accused were found guilty in the judgment of 5 July 1919, of “the organization and execution of the crime of massacre” against the Armenian population. (14) Further trials were conducted before other Ottoman courts, partly on the basis of article 171 of the Ottoman military code concerning the offence of plunder of goods, and invoking “the sublime precepts of Islam” as well as “humanity and civilization” to condemn “the crimes of massacre, pillage and plunder” (15) . These trials resulted in the conviction and execution of three of the perpetrators, Mehmed Kemal, county executive of Bogazhyan, Abdullah Avni, of the Erzincan gendarmerie, and Behramzade Nusret, Bayburt county executive, and District Commissioner of Ergani and Urfa (Edessa). (16)
Although the first tentative step toward the creation of an international criminal tribunal to punish genocide failed because of Turkish nationalism and Allied indifference, consensus on the reality of the genocide had been largely achieved. Of all failures to punish the war criminals of the first world war, this one was the most regrettable and it would have terrible consequences. (17)
Cont....
Comment